We use cookies and other data for a number of reasons, such as keeping FT Sites reliable and secure, personalising content and ads, providing social media features and to analyse how our Sites are used.
Add this topic to your myFT Digest for news straight to your inbox
Finra proposal would allow performance projections in marketing to wealthy and institutional investors
Legendary bear says interest in fundamental stockpicking has waned
FCA censures collapsed FTSE 100 company for publishing ‘materially inaccurate’ financial statements
ECB president says consolidation among region’s exchanges would plug substantial funding gap
The Managed Fund Association bravely stands up for its members
Richard Moriarty says Financial Reporting Council’s priority is high-quality audits and competition is not ‘an end in itself’
Republicans on board say review of regulator’s culture must also look at conduct of chair Martin Gruenberg
Regulators say they are particularly keen to get more data from less liquid sections of the $26tn market
Regulators seen to be appeasing retail investors ahead of parliamentary elections next year
PCAOB imposes total penalties nearing $12mn against PwC, Deloitte, KPMG and others
If the agency tolerated alleged sexual harassment and loutish boozing in house, no wonder it has struggled to control the bankers
Chair of US banking regulator says a 90-day review of workplace culture has begun
Plus, the UK’s Takeover Panel feels the dealmaking pain and an Austrian property mogul’s debts come back to bite
Basis trade shows challenge for watchdogs is to understand hedge funds and prime brokers as symbiotic organisms
Oliver Dowden says revisions to National Security and Investment Act will lower burden on business
Accounting bodies warn that most of government’s planned reforms would be counter-productive
Big Four firm says deficiency rate soared to 46% in annual inspections
Plus, updates on NFTs and bitcoin’s flirt with a bull run
FCA issued 146 alerts on the first full day of regulation
Central bank’s chief economist Philip Lane says return to pre-crisis levels would destabilise banks
Five years after the collapse of contractor Carillion, much of the agenda has been delayed or watered down
‘The British public is in a lottery depending on who they bank with’
Brokers, hedge funds and advisers say proposals are unnecessary and impossible to implement
Or, how to make enemies and annoy (the right) people
Ministers intend to unveil formal proposals as early as January against backdrop of global crackdown
International Edition